SFC Licences of LI Yu 李宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 10 November 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 November 2022 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 02 March 2021 | 12 August 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 February 2021 | 12 August 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 November 2018 | 23 December 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 02 November 2018 | 23 December 2020 |