SFC Licences of CHEN Yang 陳楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 06 October 2022 | |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 06 October 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 28 August 2020 | 25 February 2021 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 26 November 2018 | 24 July 2020 |
| KCG Fund Management Limited 寶通基金管理有限公司 | RE | 4 | 26 November 2018 | 24 July 2020 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 26 November 2018 | 24 July 2020 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 4 | 26 November 2018 | 24 July 2020 |