SFC Licences of CHEN Peijie 陳佩婕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 16 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 16 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 16 May 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 9 20 March 2023 01 May 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 4 20 March 2023 01 May 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 1 20 March 2023 01 May 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 09 June 2022 01 March 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 09 June 2022 01 March 2023
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 09 June 2022 01 March 2023
Soochow Securities International Capital Limited 東吳證券國際融資有限公司 RE 6 11 June 2019 19 May 2022
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 11 June 2019 19 May 2022
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 4 13 March 2019 24 April 2019
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RE 9 13 March 2019 24 April 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 15 November 2018 21 January 2019