SFC Licences of YU Wenting 余文婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 27 May 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 13 September 2019 | 07 May 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 28 November 2018 | 02 August 2019 |