SFC Licences of CHU Ka Wang Henry 朱家弘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 9 | 20 July 2021 | |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 20 July 2021 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 07 September 2020 | 31 March 2021 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 | RE | 9 | 06 July 2020 | 02 September 2020 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 29 November 2018 | 30 April 2019 |