SFC Licences of CHAN Po Lam 陳寶琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 September 2021 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 September 2021 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 28 August 2020 | 27 August 2021 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 28 August 2020 | 27 August 2021 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 24 May 2019 | 12 August 2020 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 24 May 2019 | 12 August 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 December 2018 | 30 April 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 December 2018 | 30 April 2019 |