SFC Licences of CHOO John Matthew 朱浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Verition Advisors (Hong Kong) Limited | RE | 1 | 11 September 2024 | |
Merrill Lynch Far East Limited | RE | 2 | 18 October 2021 | 14 May 2024 |
Merrill Lynch Far East Limited | RE | 1 | 27 September 2021 | 14 May 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 September 2021 | 14 May 2024 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 18 February 2019 | 23 June 2021 |