SFC Licences of YE Shuang 叶爽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 31 July 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 31 July 2023 | |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 | RE | 4 | 13 March 2019 | 17 April 2021 |
| China Everbright Investment Management Limited 中國光大控股投資管理有限公司 | RE | 9 | 13 March 2019 | 17 April 2021 |