SFC Licences of ROSEN Michael Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OTCex Hong Kong Limited | RO | 2 | 21 March 2024 | |
| OTCex Hong Kong Limited | RO | 1 | 21 March 2024 | |
| OTCex Hong Kong Limited | RE | 2 | 16 January 2024 | 21 March 2024 |
| OTCex Hong Kong Limited | RE | 1 | 16 January 2024 | 21 March 2024 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 1 | 17 May 2019 | 08 December 2023 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 2 | 17 May 2019 | 08 December 2023 |