SFC Licences of NG Ka Yin 吳嘉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 19 February 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 March 2020 | 22 January 2021 |
| I Win Securities Limited 一盈證券有限公司 | RE | 1 | 19 June 2019 | 28 February 2020 |