SFC Licences of LIANG Shuming 梁書銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 10 February 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 10 February 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 26 April 2019 | 12 April 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 26 April 2019 | 12 April 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 26 April 2019 | 12 April 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 26 April 2019 | 12 April 2020 |