SFC Licences of LIANG Shuming 梁書銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 10 February 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 10 February 2021
CLSA Limited 中信里昂證券有限公司 RE 1 26 April 2019 12 April 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 26 April 2019 12 April 2020
CLSA Limited 中信里昂證券有限公司 RE 4 26 April 2019 12 April 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 26 April 2019 12 April 2020