SFC Licences of LIU Ting 劉婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 30 September 2020 | 25 February 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 30 September 2020 | 25 February 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 February 2020 | 18 June 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 February 2020 | 18 June 2020 |