SFC Licences of TSE Siu Hung 謝兆鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 02 August 2023 | |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 02 August 2023 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 July 2021 | 19 February 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 July 2021 | 19 February 2023 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 15 July 2020 | 10 July 2021 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 05 March 2020 | 10 July 2021 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 25 July 2019 | 14 February 2020 |