SFC Licences of HU Baifeng 胡柏風
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 08 January 2020 | |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 4 | 21 October 2019 | |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 9 | 21 October 2019 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 07 August 2019 | 08 January 2020 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 07 August 2019 | 21 October 2019 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 07 August 2019 | 21 October 2019 |