SFC Licences of LUO Lingxiao 羅淩霄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 11 December 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 11 December 2023
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 9 31 December 2020 27 October 2023
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 4 31 December 2020 27 October 2023
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 1 31 December 2020 27 October 2023
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 9 18 July 2019 13 November 2020
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 1 18 July 2019 13 November 2020
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 4 18 July 2019 13 November 2020