SFC Licences of LUO Lingxiao 羅淩霄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 11 December 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 11 December 2023 | |
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 9 | 31 December 2020 | 27 October 2023 |
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 4 | 31 December 2020 | 27 October 2023 |
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 1 | 31 December 2020 | 27 October 2023 |
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 | RE | 9 | 18 July 2019 | 13 November 2020 |
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 | RE | 1 | 18 July 2019 | 13 November 2020 |
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 | RE | 4 | 18 July 2019 | 13 November 2020 |