SFC Licences of LI Hengzhao 李恒釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 6 | 12 March 2024 | |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 | RE | 1 | 12 March 2024 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 August 2022 | 05 December 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 August 2022 | 05 December 2023 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 17 December 2021 | 19 June 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 17 July 2019 | 10 October 2021 |