SFC Licences of ZHAO Gangyi 趙崗誼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 02 November 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 09 September 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 September 2021 | |
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 07 December 2020 | 12 August 2021 |
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 4 | 19 August 2019 | 12 August 2021 |
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 6 | 19 August 2019 | 18 November 2020 |