SFC Licences of LAM Siu Mo 林少武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AJ Asset Management Limited 安捷資產管理有限公司 | RE | 9 | 30 June 2022 | 31 March 2024 |
AJ Asset Management Limited 安捷資產管理有限公司 | RE | 4 | 30 June 2022 | 31 March 2024 |
One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 9 | 08 July 2020 | 31 March 2022 |
One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 4 | 08 July 2020 | 31 March 2022 |
Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 9 | 19 September 2019 | 01 July 2020 |
Hao Tian Asset Management Limited 昊天資產管理有限公司 | RE | 4 | 19 September 2019 | 01 July 2020 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 19 September 2019 | 01 July 2020 |