SFC Licences of LAM Siu Mo 林少武

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AJ Asset Management Limited 安捷資產管理有限公司 RE 9 30 June 2022 31 March 2024
AJ Asset Management Limited 安捷資產管理有限公司 RE 4 30 June 2022 31 March 2024
One Heritage Capital Management Limited 太一資本管理有限公司 RE 9 08 July 2020 31 March 2022
One Heritage Capital Management Limited 太一資本管理有限公司 RE 4 08 July 2020 31 March 2022
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 19 September 2019 01 July 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 4 19 September 2019 01 July 2020
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 19 September 2019 01 July 2020