SFC Licences of HU Xinyu 胡欣雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 16 September 2021 | |
| UBS Securities Asia Limited | RE | 2 | 16 September 2021 | |
| UBS Securities Hong Kong Limited | RE | 1 | 26 August 2021 | |
| UBS Securities Asia Limited | RE | 1 | 26 August 2021 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 30 September 2019 | 28 April 2021 |