SFC Licences of CHIU Ming Chi 趙明志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 16 February 2024
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 16 February 2024
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 16 February 2024
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 23 December 2021 31 December 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 23 December 2021 31 December 2023
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 20 September 2021 31 December 2023
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 20 September 2021 31 December 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 20 September 2021 31 December 2023
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 20 September 2021 31 December 2023
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 06 July 2020 27 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 02 October 2019 17 January 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 02 October 2019 17 January 2020