SFC Licences of CHIU Ming Chi 趙明志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司
RE 1 23 December 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司
RE 4, 9 20 September 2021
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 4 06 July 2020 27 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 02 October 2019 17 January 2020