SFC Licences of CHEN Yipeng 陳逸鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 06 December 2023 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 05 July 2021 | 28 June 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 05 July 2021 | 28 June 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 11 June 2021 | 28 June 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 14 October 2019 | 29 January 2021 |