SFC Licences of NG Wai See 伍慧詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 24 August 2021 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 24 August 2021 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 24 August 2021 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 18 December 2019 | 25 February 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 18 December 2019 | 25 February 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 18 December 2019 | 25 February 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 18 December 2019 | 25 February 2020 |