SFC Licences of SUMMERSALL Thomas Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 09 October 2020 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 09 October 2020 | ||
| J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 16 June 2020 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 16 June 2020 | 18 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 October 2019 | 16 June 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 October 2019 | 16 June 2020 |