SFC Licences of LIU Liujun 劉柳君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 26 May 2021 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 26 May 2021 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 26 May 2021 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 26 May 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 May 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 May 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 14 September 2020 | 21 May 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 14 September 2020 | 21 May 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 14 September 2020 | 21 May 2021 |
| orientiert XYZ Securities Limited | RE | 6 | 03 December 2019 | 19 May 2020 |
| orientiert XYZ Securities Limited | RE | 4 | 03 December 2019 | 19 May 2020 |
| orientiert XYZ Securities Limited | RE | 1 | 03 December 2019 | 19 May 2020 |