SFC Licences of CHAN Che 陳哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 March 2021 | |
STI Asset Management Limited | RE | 4 | 20 December 2019 | 26 February 2021 |
STI Asset Management Limited | RE | 9 | 20 December 2019 | 26 February 2021 |