SFC Licences of HE Lixin 何立新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 02 August 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 02 August 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 August 2021
Haitong International Capital Limited 海通國際資本有限公司 RE 6 26 November 2019 21 May 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 November 2019 21 May 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 November 2019 21 May 2021