SFC Licences of ZHU Tianan 朱天安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 2 | 11 December 2023 | |
| CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 27 March 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 20 January 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 20 January 2022 | |
| Magnum Research Limited 弘量研究有限公司 | RE | 4 | 26 February 2020 | 31 December 2021 |
| Magnum Research Limited 弘量研究有限公司 | RE | 1 | 26 February 2020 | 31 December 2021 |