SFC Licences of CHEN Celine 陳品聿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 15 December 2022 | 02 June 2023 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 15 December 2022 | 02 June 2023 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 18 February 2020 | 24 November 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 18 February 2020 | 24 November 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 18 February 2020 | 24 November 2020 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 18 February 2020 | 24 November 2020 |