SFC Licences of LU Tsz Hin, David 陸子軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 18 August 2020 | 21 September 2021 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 4 | 10 August 2020 | 21 September 2021 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 03 April 2020 | 15 June 2020 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 03 April 2020 | 15 June 2020 |