SFC Licences of WALKER Niamh Catriona
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 20 September 2021 | 28 July 2022 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 20 September 2021 | 28 July 2022 |
| Capstone Financial (HK) Limited | RE | 4 | 13 July 2020 | 22 August 2021 |