SFC Licences of CHEN Na Ning 陳納寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 29 November 2022 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 29 November 2022 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 29 November 2022 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 29 November 2022 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 20 April 2021 | 28 October 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 April 2021 | 28 October 2022 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 09 April 2021 | 28 October 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 April 2021 | 28 October 2022 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 02 July 2020 | 12 March 2021 |