SFC Licences of ZHOU Juan 周娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 4 05 July 2023
CMBC Securities Company Limited 民銀證券有限公司 RO 4 30 September 2022
CMBC Securities Company Limited 民銀證券有限公司 RO 1 30 September 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 1 11 August 2020 30 September 2022
CMBC Securities Company Limited 民銀證券有限公司 RE 4 11 August 2020 30 September 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 11 August 2020