SFC Licences of SHIN Joo Kyung 申珠炅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 20 December 2023 | |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 08 September 2020 | 17 November 2023 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 08 September 2020 | 17 November 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 September 2020 | 17 November 2023 |