SFC Licences of NIE Shuyue 聶舒玥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 11 December 2023 | |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 11 December 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 07 October 2020 | 18 February 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 October 2020 | 18 February 2022 |