SFC Licences of LAM Wing Yuen 林穎源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OTCex Hong Kong Limited | RE | 2 | 01 December 2023 | |
| OTCex Hong Kong Limited | RE | 1 | 01 December 2023 | |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 2 | 04 November 2020 | 30 November 2023 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 1 | 04 November 2020 | 30 November 2023 |