SFC Licences of ZHU HONGHAI 朱洪海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 17 December 2020 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 17 December 2020 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 17 December 2020 |