SFC Licences of HE Xingtong 何星峒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 10 May 2022 | |
| UBS Securities Hong Kong Limited | RE | 1 | 10 May 2022 | |
| UBS Securities Asia Limited | RE | 2 | 10 May 2022 | |
| UBS Securities Asia Limited | RE | 1 | 10 May 2022 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 23 December 2020 | 23 March 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 December 2020 | 23 March 2022 |