SFC Licences of SHENG Chen 盛晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 November 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 15 October 2021 | |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 30 December 2020 | 27 August 2021 |