SFC Licences of WU Guoyuan 吳國源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 22 June 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 March 2021 | 04 April 2022 |