SFC Licences of SHEN Yuxing 沈宇星
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 09 April 2021 | 13 December 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 09 April 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 09 April 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 April 2021 |