SFC Licences of GUO Yunfan 郭云帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 11 March 2022 | 18 August 2022 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 03 December 2021 | 18 August 2022 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 25 October 2021 | 18 August 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 25 October 2021 | 18 August 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 July 2021 | 14 September 2021 |