SFC Licences of GUO Yunfan 郭云帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 11 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 6 03 December 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 25 October 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 1 25 October 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 19 July 2021 14 September 2021