SFC Licences of XIE Zhen 謝臻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 02 March 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 02 March 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 02 March 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 05 August 2021 | 26 November 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 05 August 2021 | 26 November 2021 |