SFC Licences of GAO Wenli
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 1 | 05 January 2024 | |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 02 June 2023 | 04 October 2023 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 June 2023 | 04 October 2023 |
| ICAP Securities Hong Kong Limited | RE | 1 | 31 August 2021 | 30 April 2023 |
| ICAP Securities Hong Kong Limited | RE | 7 | 31 August 2021 | 30 April 2023 |