SFC Licences of CHEN Zhenhong 陳禎泓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 August 2022 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 August 2022 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 08 September 2021 | 20 May 2022 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 08 September 2021 | 20 May 2022 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 08 September 2021 | 20 May 2022 |