SFC Licences of CHEN Zhenhong 陳禎泓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 15 August 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 August 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 08 September 2021 20 May 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 08 September 2021 20 May 2022
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 08 September 2021 20 May 2022