SFC Licences of CHAU Sze Yuen 周思源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 11 July 2022 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 11 July 2022 | 19 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 11 July 2022 | 19 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 11 July 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 July 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 July 2022 | |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 9 | 18 October 2021 | 27 April 2022 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 4 | 18 October 2021 | 27 April 2022 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 1 | 18 October 2021 | 27 April 2022 |