SFC Licences of TSOI Sin Yuk 蔡倩玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 November 2023 | 08 March 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 01 November 2023 | 08 March 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 November 2023 | 08 March 2024 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 September 2021 | 25 May 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 17 September 2021 | 25 May 2023 |