SFC Licences of TSOI Sin Yuk 蔡倩玉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 November 2023 08 March 2024
BOCI Securities Limited 中銀國際證券有限公司 RE 2 01 November 2023 08 March 2024
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 November 2023 08 March 2024
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 September 2021 25 May 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 September 2021 25 May 2023