SFC Licences of LI Bowen 李博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 January 2024 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 26 January 2022 | 19 May 2023 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 04 October 2021 | 05 May 2022 |