SFC Licences of XIA Minglu 夏銘璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 October 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 October 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 October 2023 | |
Alpha Win Capital Limited 中源國際資本有限公司 | RE | 1 | 10 January 2022 | 15 September 2023 |
Alpha Win Capital Limited 中源國際資本有限公司 | RE | 4 | 10 January 2022 | 15 September 2023 |
Alpha Win Capital Limited 中源國際資本有限公司 | RE | 9 | 10 January 2022 | 15 September 2023 |