SFC Licences of LOK Yik Shun 駱奕汛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 22 January 2024 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 22 January 2024 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 22 January 2024 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 22 January 2024 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 March 2022 | 29 December 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 March 2022 | 29 December 2023 |