SFC Licences of YANG Zengxi 楊增希
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 29 November 2023 | |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 29 November 2023 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 25 May 2022 | 23 August 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 25 May 2022 | 23 August 2023 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 25 May 2022 | 23 August 2023 |